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AAM/Cutwater Select Income C  CPUCX
  Morningstar Report
Overall Morningstar
Rating™
What is this?
As of
Out of
Intermediate-Term Bond Funds
Rating derived from a weighted average of the fund's 3, 5, 10-year rating which are based on risk-adjusted performance.
Morningstar?
Style Box™
What is this?
Fixed-Income
 
   Avg Duration
   ---
   Avg Credit Quality
   ---
As of 2014-09-30
Day Change
$ 0.01
  
NAV (2014-12-26)
$ 9.95
  
YTD Return % (2014-12-26)
7.05%
  
Total Assets ($ mil)
27
View Data Definitions
  Performance    
Growth of $10,000 Fund: AAM/Cutwater Select Income C
(from 2013-04-19 to 2014-11-30) Category: Intermediate-Term Bond
Index: Barclays US Agg Bond TR USD
Total Annualized Returns % 1yr, 3yr and 5yr Returns as of 2014-12-26
Inception date: 2013-04-19 10yr and Inception Returns as of 2014-11-30
YTD Returns as of 2014-12-26
YTD 1 Year 3 Year 5 Year 10 Year Since Inception
(2013-04-19)
Fund 7.05 7.05 --- --- --- 2.78
+/- Category 2.20 2.11 --- --- --- ---
+/- Barclays US Agg Bond TR USD 1.47 1.39 --- --- --- ---
  Standardized Return %   After Tax Returns % as of
  as of as of 2014-11-30   On Distribution 2014-11-30
On Distr &
Sales of Shrs
1 Yr Annualized --- 6.70   5.53 3.77
5 Yr Annualized --- ---   --- ---
10 Yr Annualized --- ---   --- ---
Inception(2013-04-19) --- 2.07   2.78 ---
Max Front Load % Max Back Load % Net Exp Ratio % Gross Expense Ratio %
--- --- 1.74 3.04
The performance quoted represents past performance and does not guarantee future results. The investment return and principal value of an investment will fluctuate thus an investor's shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted herein. For performance data current to the most recent month-end, please call 888-966-9661 or visit www.aammutualfunds.com.
  Portfolio Profile    
Asset Allocation
% of Net Assets
Cash 8.4
Stocks 0.0
Bonds 86.0
Other 5.5
Foreign Stocks 0.0
(as a % of Assets)
Data through 2014-09-30
 
Holding Status
Total Number of Stock Holdings Turnover % 32
Total Number of Bond Holdings 109 30 Day SEC Yield % 2.40
% of Assets in Top 10 Holdings 25.34 ending as of 2014-09-30
View Data Definitions
Top 10 Holdings Maturity
Date
Amount
$000
Value
$000
% of Net
Assets
Federated Treasury Obligations 2014-10-01 2,207 2,207 8.44
US Treasury Bond 5.375% 2031-02-15 765 1,013 3.87
Hsbc Cap Fdg Dlr 1 L P 144A FRN 2049-12-29 395 594 2.27
Petroleos Mexicanos 5.5% 2044-06-27 500 510 1.95
Goldentree Ln Opp 2007-5 FRN 2021-10-18 500 496 1.90
Amer Intl Grp FRN 2068-05-15 325 438 1.67
Ing Bk Nv 4.125% 2023-11-21 350 354 1.35
Goldman Sachs Grp 5.95% 2027-01-15 300 341 1.30
Telefonica Europe B V 8.25% 2030-09-15 250 339 1.30
Time Warner Cos 9.15% 2023-02-01 250 337 1.29
Data through 2014-09-30
  Other Information
Fund Inception: 2013-04-19
Portfolio Manager  (Start Date)
E. Gerard Berrigan   (2013-04-19)
E. Gerard Berrigan, Managing Director, is a member of the investment management team at Cutwater Asset Management. Mr. Berrigan joined the firm in 1994 and is a Managing Director and Portfolio Manager. Mr. Berrigan has more than 20 years of experience in securities trading and portfolio management. Prior to joining the firm, Mr. Berrigan worked at First Boston Corp. developing and implementing investment strategies for the firm’s public finance clients. He subsequently worked at the Federal National Mortgage Association as a member of the Portfolio Management and Treasury Groups where he developed and applied expertise in asset-backed and mortgage-backed securities and in portfolio hedging. He has a Bachelor of Science degree from Bucknell University and a Master of Business Administration degree from Columbia University. He holds Series 7 and 63 licenses from the Financial Industry Regulatory Authority (“FINRA”).
Gautam Khanna   (2013-04-19)
Mr. Khanna joined Cutwater Investor Services Corp. in 2003 and is a managing director and portfolio manager. He is a member of the firm's Investment Strategy Committee and the firm’s Credit Committee. He also specializes in analyzing the automotive, diversified industrials, aerospace and defense and transportation sectors. Prior to joining the firm, Mr. Khanna was a high-yield analyst with Times Square Capital Management, where he focused on credit management for collateralized bond obligations (CBO's) as well as high-yield total return accounts. He has 20 years of combined experience in the high-yield market and in other relevant industries. Mr. Khanna is a member of the CFA Institute and the New York Society of Security Analysts. He has a bachelor's of science degree with honors from the Rochester Institute of Technology and a master's degree with distinction from Cornell University. He holds the designation of Chartered Financial Analyst (CFA) through the CFA Institute and is a Certified Public Accountant (CPA).
Sales Charge %
(taken from prospectus dated 2014-11-01)
Front: None
Deferred: None
Expense Ratio % 1.74
based on net assets
(taken from annual report dated 2014-06-30)
Correspondence Information
Investment Managers Series Trust (AAM)
113 King Street
Armonk,  NY  10504
USA
Telephone:
888-966-9661
Data on this page does not include the fund's short positions (if any).
Show Data Definitions
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Past performance is no guarantee of future results.
Returns will vary and shares may be worth more or less than their original cost when sold.