Latest Securities regulation News

Correction: Election 2018-Secretary of State-Georgia story

Dec. 5, 2018 1:57 PM EST

SAVANNAH, Ga. (AP) — In a story Dec. 4 about the runoff election for Georgia secretary of state, The Associated Press erroneously reported the statewide office has no law enforcement role. According to Candice Broce, a spokeswoman for the secretary of state's office, the office has an investigations...

Mayweather, DJ Khaled settle over digital coin promotions

Nov. 29, 2018 8:35 PM EST

WASHINGTON (AP) — Federal regulators said Thursday that boxing legend Floyd Mayweather and music producer DJ Khaled are paying a total $750,000 to settle charges they failed to disclose payments they received for promoting investments in digital-currency securities. The Securities and Exchange Commission...

New Tesla chairwoman's biggest challenge is controlling Musk

Nov. 8, 2018 5:18 PM EST

DETROIT (AP) — Australian telecommunications executive Robyn Denholm brings much-needed financial and auto industry expertise to her new role as Tesla's board chairwoman, but her biggest challenge is whether she can rein in a CEO with a proclivity for misbehavior. Denholm, who has been a Tesla board member...

US regulators subpoenaed Tesla production data, company says

Nov. 2, 2018 1:58 PM EDT

DETROIT (AP) — U.S. securities investigators have subpoenaed information from Tesla about production forecasts for the Model 3 electric car that were made last year, the company acknowledged in a regulatory filing Friday. The disclosure in Tesla's quarterly financial report also says the Securities and...

Stable premiums, more options as health law sign-ups begin

Oct. 31, 2018 11:35 AM EDT

WASHINGTON (AP) — The Affordable Care Act's sixth sign-up season opens Thursday amid stabilizing premiums and more choice for consumers. Nationally, average premiums are going up only by low single-digit percentages for 2019. In some states, and for some types of plans, premiums will decline. Fewer areas...

Bulgarian money counterfeiters busted by authorities

Oct. 22, 2018 10:49 AM EDT

SOFIA, Bulgaria (AP) — Bulgarian authorities say they have successfully taken down an illegal counterfeit operation that was printing high quality bogus euro and U.S. dollar banknotes. Deputy chief prosecutor Ivan Geshev said Monday that counterfeit bills worth 11.5 million euros and US$2 million were...

China's growth slows as officials try to reassure investors

Oct. 19, 2018 12:03 PM EDT

BEIJING (AP) — China reported economic growth sank to a post-global crisis low as finance officials launched a media blitz Friday to shore up confidence in its sagging stock market. Growth in the quarter that ended in September slipped to 6.5 percent over a year earlier from the previous quarter's 6.7...